Compliance Assistant




Anita Dale




Human Resources


22 days holiday, company-wide performance bonus, flexible working, holiday buy/sell, healthcare cash back, annual pay review, onsite café

Start Date

An enthusiastic Compliance Assistant is sought by an award-winning law firm to join their team in Leamington Spa. This award-winning firm has been providing advice to their business and individual clients for nearly two centuries across a diverse range of sectors.

The Role:

As a Compliance Assistant you will support the implementation and maintenance of the firm’s risk management policy ensuring the firm is compliant with the SRA, FCA, anti-money laundering (AML) regulations, Data Protection legislation and other regulatory requirements. Your day to day duties will include:

  • Researching the law
  • Reviewing policies to identify gaps in compliance with legislation
  • Audit preparation
  • Amending existing policies
  • Assisting in the collation of Management Information (MI) for reporting
  • Maintaining department logs and trackers
  • Audit preparation
  • Documenting and maintaining all processes and procedures within the compliance function
  • Assisting in other tasks to support the Head of Risk and Compliance where required

The Person:

  • Able to work in a busy and fast paced professional environment.
  • Previous commercial experience in compliance would be highly beneficial, but graduates with project management experience will be considered


  • £18,000 – £20,000 salary depending on experience
  • 22 days holiday increasing with length of service
  • Contributory pension scheme: 3% employee and 5% employer with the ability to make additional voluntary pension contributions
  • Firm wide performance bonus scheme
  • Enhanced maternity / paternity leave
  • Holiday buy/sell scheme
  • Flexible working
  • One months’ Firm sick pay
  • Healthcare cash back scheme allowing you to claim money back for various medical and therapy treatment costs. The benefit also provides access to: free MRI/CT scans, personal accident cover, a 24 hour confidential counselling advice line for you and your immediate family, doctor help line for general advice and second opinions for you and your immediate family, health club concessions
  • Rewards portal to access offers and savings from over 450 retailers
  • Annual salary review
  • Training and development
  • Free onsite car parking
  • Onsite staff café
  • Various social events throughout the year

Compliance Assistant

Leamington Spa, Warwickshire – commutable from Warwick, Coventry, Redditch, Stratford, Rugby, Birmingham, Solihull, Banbury

£18,000 – £20,000 depending on experience + benefits


Leamington Spa




United Kingdom


Up to 20000

Job Type:



Full Time

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